SEC Form 4 · accession 0001326380-15-000186
GameStop Corp. · GME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Mauler
Officer — EVP - President International
Period of report
Sep 21, 2015
Accepted (ET)
Sep 23, 2015 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.001 per share | Sep 21, 2015 | M | 14,070 | $24.82 | A | 113,440 | D | |
| Class A Common Stock, par value $0.001 per shareF2 | Sep 21, 2015 | S | 21,021 | $41.9664 | D | 92,419 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $24.82 | Sep 21, 2015 | M | 14,070 | D | — | Feb 21, 2023 | Class A Common Stock | 14,070 | 14,070 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 23, 2015.
- F2The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $41.4988 to $42.7369, inclusive. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- F3Grant of stock option vesting in equal annual installments on February 22 of each of the years 2014 through 2016.