SEC Form 4 · accession 0001326380-15-000020
GameStop Corp. · GME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Richard Fontaine
Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.001 per share | Dec 8, 2014 | G | 5,000 | $0.00 | D | 335,378 | D | |
| Class A Common Stock, par value $0.001 per shareF1 | Feb 2, 2015 | M | 100,000 | $10.125 | A | 435,378 | D | |
| Class A Common Stock, par value $0.001 per shareF2 | Feb 2, 2015 | S | 100,000 | $34.9508 | D | 335,378 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $10.125 | Feb 2, 2015 | M | 100,000 | D | — | Mar 10, 2015 | Class A Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Adjusted to reflect 2-for-1 stock split effected by the Issuer on March 16, 2007.
- F2The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $34.52 to $35.39, inclusive. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- F3One third of these options became exercisable on March 11 of each of the years 2006 through 2008.