SEC Form 4/A · accession 0001185185-15-001227
IGC Pharma, Inc. · IGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard K Prins
Director
Period of report
Oct 16, 2014
Accepted (ET)
May 13, 2015 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Apr 4, 2014 | G | 1,500 | $0.00 | D | 51,000 | D | |
| Common stock | Apr 11, 2014 | G | 1,500 | $0.00 | D | 49,500 | D | |
| Common stock | Apr 17, 2014 | G | 1,500 | $0.00 | D | 48,000 | D | |
| Common stock | Apr 25, 2014 | G | 1,500 | $0.00 | D | 46,500 | D | |
| Common stock | May 2, 2014 | G | 1,500 | $0.00 | D | 45,000 | D | |
| Common stock | May 9, 2014 | G | 1,500 | $0.00 | D | 43,500 | D | |
| Common stock | May 16, 2014 | G | 1,500 | $0.00 | D | 42,000 | D | |
| Common stock | May 23, 2014 | G | 8,000 | $0.00 | D | 34,000 | D | |
| Common stock | May 30, 2014 | G | 1,000 | $0.00 | D | 33,000 | D | |
| Common stock | Jun 6, 2014 | G | 1,000 | $0.00 | D | 32,000 | D | |
| Common stock | Jun 13, 2014 | G | 1,000 | $0.00 | D | 31,000 | D | |
| Common stock | Jun 20, 2014 | G | 1,000 | $0.00 | D | 30,000 | D | |
| Common stock | Jun 27, 2014 | G | 1,000 | $0.00 | D | 29,000 | D | |
| Common stock | Jul 3, 2014 | G | 1,000 | $0.00 | D | 28,000 | D | |
| Common stock | Jul 11, 2014 | G | 1,000 | $0.00 | D | 27,000 | D | |
| Common stock | Jul 18, 2014 | G | 1,000 | $0.00 | D | 26,000 | D | |
| Common stock | Jul 25, 2014 | G | 1,000 | $0.00 | D | 25,000 | D | |
| Common stock | Aug 1, 2014 | G | 1,000 | $0.00 | D | 24,000 | D | |
| Common stock | Aug 8, 2014 | G | 1,000 | $0.00 | D | 23,000 | D | |
| Common stock | Aug 15, 2014 | G | 1,000 | $0.00 | D | 22,000 | D | |
| Common stock | Aug 22, 2014 | G | 1,000 | $0.00 | D | 21,000 | D | |
| Common stock | Aug 29, 2014 | G | 1,000 | $0.00 | D | 20,000 | D | |
| Common stock | Sep 8, 2014 | G | 1,000 | $0.00 | D | 19,000 | D | |
| Common stock | Sep 12, 2014 | G | 1,000 | $0.00 | D | 18,000 | D | |
| Common stock | Sep 19, 2014 | G | 1,000 | $0.00 | D | 17,000 | D | |
| Common stock | Sep 26, 2014 | G | 1,000 | $0.00 | D | 16,000 | D | |
| Common stock | Oct 3, 2014 | G | 1,000 | $0.00 | D | 15,000 | D | |
| Common stockF1 | Oct 16, 2014 | A | 250,000 | $0.00 | A | 265,000 | D | |
| Common stockF2 | Oct 16, 2014 | A | 50,000 | $0.00 | A | 315,000 | D | |
| Common stock | Oct 27, 2014 | G | 1,000 | $0.00 | D | 314,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Restricted Stock awarded pursuant to a special grant approved by the Issuer's shareholders at the 2014 Annual Meeting of Stockholders. The shares vest upon certain performance metrics being achieved.
- F2Represents shares of Common Stock awarded pursuant to the Issuer's 2008 Omnibus Incentive Plan.