Form4insider filings, from the source

SEC Form 4 · accession 0001104659-17-001239

GENCO SHIPPING & TRADING LTD · GNK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Strategic Value Partners, LLC
Director · 10% Owner
Victor Khosla
Director · 10% Owner
SVP Special Situations III LLC
Director · 10% Owner
SVP Special Situations II LLC
Director · 10% Owner
Period of report
Jan 4, 2017
Accepted (ET)
Jan 6, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326200

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3,F4Jan 4, 2017C2,815,415—A3,214,974ISee footnotes
Common StockF1,F2,F3,F5Jan 4, 2017C2,885,433—A3,294,929ISee footnotes
Common StockF1,F2,F3,F6Jan 4, 2017C2,492,729—A2,846,493ISee footnotes
Common StockF1,F2,F3,F7Jan 4, 2017C708,485—A809,032ISee footnotes

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A Conv. Preferred Stock, par value $0.01 per shareF1,F2,F3,F4—Jan 4, 2017C2,815,415D——Common Stock2,815,4150I
Series A Conv. Preferred Stock, par value $0.01 per shareF1,F2,F3,F5—Jan 4, 2017C2,885,433D——Common Stock2,885,4330I
Series A Conv. Preferred Stock, par value $0.01 per shareF1,F2,F3,F6—Jan 4, 2017C2,492,729D——Common Stock2,492,7290I
Series A Conv. Preferred Stock, par value $0.01 per shareF1,F2,F3,F7—Jan 4, 2017C708,485D——Common Stock708,4850I

Explanation of responses