SEC Form 4 · accession 0001144204-16-136387
Altimmune, Inc. · ALT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchel Sayare
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per share | Nov 22, 2016 | M | 20,000 | $1.52 | A | 25,000 | D | |
| Common Stock, $0.0001 par value per share | Nov 22, 2016 | M | 20,000 | $1.60 | A | 45,000 | D | |
| Common Stock, $0.0001 par value per share | Nov 22, 2016 | M | 60,000 | $2.67 | A | 105,000 | D | |
| Common Stock, $0.0001 par value per share | Nov 22, 2016 | M | 52,139 | $2.67 | A | 157,139 | D | |
| Common Stock, $0.0001 par value per share | Nov 22, 2016 | M | 20,000 | $1.45 | A | 177,139 | D | |
| Common Stock, $0.0001 par value per share | Nov 22, 2016 | M | 20,000 | $1.64 | A | 197,139 | D | |
| Common Stock, $0.0001 par value per share | Nov 22, 2016 | M | 20,000 | $1.51 | A | 217,139 | D | |
| Common Stock, $0.0001 par value per share | Nov 22, 2016 | M | 18,361 | $1.81 | A | 235,500 | D | |
| Common Stock, $0.0001 par value per share | Nov 22, 2016 | M | 20,000 | $1.69 | A | 255,500 | D | |
| Common Stock, $0.0001 par value per share | Nov 22, 2016 | M | 20,000 | $2.20 | A | 275,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy) | $1.52 | Nov 22, 2016 | M | 20,000 | D | Apr 27, 2010 | Apr 27, 2020 | Common Stock | 20,000 | 0 | D |
| Stock option (right to buy) | $1.60 | Nov 22, 2016 | M | 20,000 | D | Jun 23, 2010 | Jun 23, 2020 | Common Stock | 20,000 | 0 | D |
| Stock option (right to buy) | $2.67 | Nov 22, 2016 | M | 60,000 | D | Jul 15, 2011 | Jul 15, 2021 | Common Stock | 60,000 | 0 | D |
| Stock option (right to buy) | $2.67 | Nov 22, 2016 | M | 52,139 | D | Oct 15, 2011 | Jul 17, 2021 | Common Stock | 52,139 | 0 | D |
| Stock option (right to buy) | $1.45 | Nov 22, 2016 | M | 20,000 | D | Jun 22, 2013 | Jun 22, 2022 | Common Stock | 20,000 | 0 | D |
| Stock option (right to buy) | $1.64 | Nov 22, 2016 | M | 20,000 | D | Jun 11, 2014 | Jun 11, 2023 | Common Stock | 20,000 | 0 | D |
| Stock option (right to buy) | $1.51 | Nov 22, 2016 | M | 20,000 | D | Jun 18, 2015 | Jun 17, 2024 | Common Stock | 20,000 | 0 | D |
| Stock option (right to buy) | $1.81 | Nov 22, 2016 | M | 18,361 | D | Dec 31, 2014 | Dec 31, 2024 | Common Stock | 18,361 | 0 | D |
| Stock option (right to buy) | $1.69 | Nov 22, 2016 | M | 20,000 | D | Aug 2, 2016 | Aug 1, 2025 | Common Stock | 20,000 | 0 | D |
| Stock option (right to buy) | $2.20 | Nov 22, 2016 | M | 20,000 | D | Jun 1, 2017 | May 31, 2026 | Common Stock | 20,000 | 0 | D |