SEC Form 4 · accession 0001144204-16-124477
Altimmune, Inc. · ALT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W. Runge
Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 9:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Sep 15, 2016 | M | 20,000 | $1.35 | A | 57,700 | D | |
| Common Stock, par value $0.0001 per share | Sep 15, 2016 | M | 20,000 | $1.60 | A | 77,700 | D | |
| Common Stock, par value $0.0001 per share | Sep 15, 2016 | M | 20,000 | $1.45 | A | 97,700 | D | |
| Common Stock, par value $0.0001 per share | Sep 15, 2016 | M | 20,000 | $1.64 | A | 117,700 | D | |
| Common Stock, par value $0.0001 per share | Sep 15, 2016 | M | 20,000 | $1.51 | A | 137,700 | D | |
| Common Stock, par value $0.0001 per share | Sep 15, 2016 | M | 20,000 | $1.69 | A | 157,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.35 | Sep 15, 2016 | M | 20,000 | D | Dec 17, 2009 | Dec 17, 2019 | Common Stock | 20,000 | 0 | D |
| Employee Stock Option (right to buy) | $1.60 | Sep 15, 2016 | M | 20,000 | D | Jun 23, 2010 | Jun 23, 2020 | Common Stock | 20,000 | 0 | D |
| Employee Stock Option (right to buy) | $1.45 | Sep 15, 2016 | M | 20,000 | D | Jun 22, 2013 | Jun 22, 2022 | Common Stock | 20,000 | 0 | D |
| Employee Stock Option (right to buy) | $1.64 | Sep 15, 2016 | M | 20,000 | D | Jun 11, 2014 | Jun 11, 2023 | Common Stock | 20,000 | 0 | D |
| Employee Stock Option (right to buy) | $1.51 | Sep 15, 2016 | M | 20,000 | D | Jun 18, 2015 | Jun 17, 2024 | Common Stock | 20,000 | 0 | D |
| Employee Stock Option (right to buy) | $1.69 | Sep 15, 2016 | M | 20,000 | D | Aug 2, 2016 | Aug 10, 2025 | Common Stock | 20,000 | 0 | D |