SEC Form 4/A · accession 0001326160-19-000028
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dhiaa M. Jamil
Officer — EVP & Chief Operating Officer
Period of report
Aug 10, 2018
Accepted (ET)
Feb 15, 2019 · 11:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2018 | S | 2,050 | $80.98 | D | 34,635 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F130,356 previously reported shares were inadvertently excluded from the total amount of securities beneficially owned. A subsequent Form 4 filed on August 15, 2018, also failed to include the beneficially owned shares.