SEC Form 4 · accession 0001326160-19-000024

Duke Energy CORP · DUK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & CFO

Period of report

Feb 13, 2019

Accepted (ET)

Feb 15, 2019 · 11:15 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326160

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 13, 2019	M	13,782	$89.59	A	74,351	D
Common Stock	Feb 13, 2019	F	4,482	$89.59	D	69,869	D
Common Stock	holding	—	—		—	6,699	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F1	$89.59	Feb 13, 2019	M	13,782	A	Feb 13, 2019	—	Common Stock	13,782	0	D