SEC Form 4 · accession 0001326160-19-000023
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia S Janson
Officer — EVP/Ext Affairs/CLO/Corp Sec
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 11:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | M | 11,485 | $89.59 | A | 45,590 | D | |
| Common Stock | Feb 13, 2019 | F | 3,454 | $89.59 | D | 42,136 | D | |
| Common Stock | holding | — | — | — | 2,806 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | $89.59 | Feb 13, 2019 | M | 11,485 | A | Feb 13, 2019 | — | Common Stock | 11,485 | 0 | D |
Explanation of responses
- F1Expiration date not applicable.