SEC Form 4 · accession 0001326160-19-000021
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd M Yates
Officer — EVPCust&DelivOps;PresCarolinas
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | M | 14,586 | $89.59 | A | 66,770 | D | |
| Common Stock | Feb 13, 2019 | F | 4,841 | $89.59 | D | 61,929 | D | |
| Common Stock | holding | — | — | — | 1,989 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | $89.59 | Feb 13, 2019 | M | 14,586 | A | Feb 13, 2019 | — | Common Stock | 14,586 | 0 | D |
Explanation of responses
- F1Expiration date not applicable.