SEC Form 4 · accession 0001326160-18-000084
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd M Yates
Officer — EVPCust&DelivOps;PresCarolinas
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | A | 6,307 | $75.34 | A | 55,930 | D | |
| Common Stock | Feb 28, 2018 | S | 3,746 | $76.053 | D | 52,184 | D | |
| Common Stock | holding | — | — | — | 1,909 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.