SEC Form 4 · accession 0001326160-17-000198

Duke Energy CORP · DUK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP,Administration&Chief HROff

Period of report

Feb 28, 2017

Accepted (ET)

Dec 19, 2017 · 4:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326160

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock^F1,F2,F3	—	Feb 28, 2017	A	9	A	—	—	Common Stock	9	1,003	I
Phantom Stock^F1,F2,F3	—	Mar 15, 2017	A	349	A	—	—	Common Stock	349	1,692	I
Phantom Stock^F1,F2,F3	—	Mar 31, 2017	A	21	A	—	—	Common Stock	21	1,384	I
Phantom Stock^F1,F2,F3	—	Apr 17, 2017	A	20	A	—	—	Common Stock	20	1,403	I
Phantom Stock^F1,F2,F3	—	Apr 28, 2017	A	21	A	—	—	Common Stock	21	1,425	I
Phantom Stock^F1,F2,F3	—	May 15, 2017	A	20	A	—	—	Common Stock	20	1,444	I
Phantom Stock^F1,F2,F3	—	May 31, 2017	A	20	A	—	—	Common Stock	20	1,463	I
Phantom Stock^F1,F2,F3	—	Jun 15, 2017	A	20	A	—	—	Common Stock	20	1,483	I
Phantom Stock^F1,F2,F3	—	Jun 30, 2017	A	20	A	—	—	Common Stock	20	1,518	I
Phantom Stock^F1,F2,F3	—	Jul 14, 2017	A	20	A	—	—	Common Stock	20	1,538	I
Phantom Stock^F1,F2,F3	—	Jul 31, 2017	A	20	A	—	—	Common Stock	20	1,558	I
Phantom Stock^F1,F2,F3	—	Aug 15, 2017	A	20	A	—	—	Common Stock	20	1,577	I
Phantom Stock^F1,F2,F3	—	Aug 31, 2017	A	19	A	—	—	Common Stock	19	1,595	I
Phantom Stock^F1,F2,F3	—	Sep 15, 2017	A	19	A	—	—	Common Stock	19	1,614	I
Phantom Stock^F1,F2,F3	—	Sep 29, 2017	A	20	A	—	—	Common Stock	20	1,653	I
Phantom Stock^F1,F2,F3	—	Oct 13, 2017	A	20	A	—	—	Common Stock	20	1,671	I
Phantom Stock^F1,F2,F3	—	Oct 31, 2017	A	19	A	—	—	Common Stock	19	1,689	I