SEC Form 4 · accession 0001326160-17-000178
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd M Yates
Officer — EVPCust&DelivOps;PresCarolinas
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | S | 300 | $89.95 | D | 51,322 | D | |
| Common Stock | Nov 13, 2017 | S | 4,700 | $89.954 | D | 46,622 | D | |
| Common StockF1 | holding | — | — | — | 1,882 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount increased due to dividend reinvestment.