SEC Form 4 · accession 0001326160-17-000046
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd M Yates
Officer — EVPCust&DelivOps;PresCarolinas
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | F | 656 | $81.96 | D | 62,564 | D | |
| Common Stock | Feb 25, 2017 | F | 596 | $81.96 | D | 61,968 | D | |
| Common Stock | Feb 25, 2017 | F | 525 | $81.96 | D | 61,443 | D | |
| Common Stock | Feb 27, 2017 | S | 5,000 | $82.014 | D | 56,443 | D | |
| Common Stock | holding | — | — | — | 1,830 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.