SEC Form 4/A · accession 0001326160-17-000006
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William E. Webster Jr.
Director
Period of report
Oct 5, 2016
Accepted (ET)
Feb 14, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Savings Plan Restricted Stock Unit DeferralsF2,F1 | — | Oct 5, 2016 | J | 0 | D | — | — | Common Stock | 0 | 0 | D |
Explanation of responses
- F1N/A
- F2A Form 4 for Mr. Webster was filed in error on 10/5/2016 inadvertently showing the acquisition of 48 shares in the Director Savings Plan Restricted Stock Unit Deferrals. Mr. Webster did not acquire any shares in the Director Savings Plan Restricted Stock Unit Deferrals.