SEC Form 5 · accession 0001326160-17-000005
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dhiaa M. Jamil
Officer — EVP & Chief Operating Officer
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2016 | S | 4,300 | $77.98 | D | 24,700 | I | By Hope Family Investments, LLC |
| Common Stock | Aug 16, 2016 | G | 7,000 | $0.00 | D | 28,439 | D | |
| Common Stock | Aug 16, 2016 | G | 7,000 | $0.00 | A | 31,700 | I | By Hope Family Investments, LLC |
| Common Stock | Aug 16, 2016 | G | 1,380 | $0.00 | D | 30,320 | I | By Hope Family Investments, LLC |
| Common Stock | Aug 24, 2016 | S | 15,000 | $81.46 | D | 15,320 | I | By Hope Family Investments, LLC |
Table II — derivative securities
No Table II lines on this filing.