SEC Form 4 · accession 0001326160-16-000382
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank H Yoho
Officer — EVP&Pres Natural Gas Business
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2016 | A | 8,064 | $79.09 | A | 8,837 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Duke Energy Corporation ("Duke Energy") Restricted Stock Units which resulted from the conversion of Piedmont Natural Gas Company, Inc. ("Piedmont") Performance Share Awards into Duke Energy Restricted Stock Units upon the closing of the acquisition of Piedmont by Duke Energy pursuant to Section 2.3(c) of the Agreement and Plan of Merger dated as of October 24, 2015, by and among Duke Energy, Forest Subsidiary, Inc. and Piedmont.