SEC Form 4 · accession 0001326160-16-000375
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Maynard Gray
Director
Period of report
Aug 31, 2016
Accepted (ET)
Sep 2, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Savings Plan Restricted Stock Unit DeferralsF1,F2,F3 | — | Aug 31, 2016 | S | 15,180 | D | — | — | Common Stock | 15,180 | 0 | D |
Explanation of responses
- F1Converts to Common Stock on a 1-for-1 basis.
- F2Generally payable upon reporting person's termination of service.
- F3Expiration date not applicable.