SEC Form 4 · accession 0001326160-16-000290
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Angelakis
Director
Period of report
Apr 6, 2016
Accepted (ET)
Apr 8, 2016 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Savings Plan Restricted Stock Unit DeferralsF1,F2,F3 | — | Apr 6, 2016 | A | 205 | A | — | — | Common Stock | 205 | 523 | D |
Explanation of responses
- F1Converts to Common Stock on a 1-for-1 basis.
- F2Generally payable upon reporting person's termination of service.
- F3Expiration date not applicable.