SEC Form 4 · accession 0001326160-16-000261
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn J Good
Officer — Pres, CEO & Chairman · Director
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 8:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2016 | F | 935 | $76.44 | D | 178,451 | D | |
| Common Stock | Feb 25, 2016 | F | 1,472 | $76.44 | D | 176,979 | D | |
| Common Stock | Feb 25, 2016 | F | 3,634 | $76.44 | D | 173,345 | D | |
| Common Stock | Feb 25, 2016 | F | 3,267 | $76.44 | D | 170,078 | D | |
| Common Stock | Feb 25, 2016 | F | 1,271 | $76.44 | D | 168,807 | D | |
| Common Stock | Feb 26, 2016 | S | 9,379 | $74.06 | D | 159,428 | D | |
| Common Stock | Feb 26, 2016 | S | 1,850 | $74.07 | D | 157,578 | D | |
| Common Stock | Feb 26, 2016 | S | 900 | $74.08 | D | 156,678 | D | |
| Common Stock | Feb 26, 2016 | S | 500 | $74.09 | D | 156,178 | D | |
| Common Stock | Feb 26, 2016 | S | 704 | $74.10 | D | 155,474 | D | |
| Common Stock | Feb 26, 2016 | G | 13,333 | $0.00 | D | 142,141 | D | |
| Common Stock | holding | — | — | — | 1,993 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 1,548 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amounts held by spouse increased due to dividend reinvestment.