SEC Form 4 · accession 0001326160-16-000239
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dhiaa M. Jamil
Officer — EVP&Pres Generation&Trans
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2016 | A | 8,256 | $74.95 | A | 20,311 | D | |
| Common Stock | Feb 24, 2016 | A | 13,342 | $74.95 | A | 33,653 | D | |
| Common Stock | Feb 24, 2016 | M | 8,322 | $74.95 | A | 41,975 | D | |
| Common StockF1 | Feb 24, 2016 | F | 2,759 | $74.95 | D | 39,216 | D | |
| Common Stock | holding | — | — | — | 29,000 | I | By Hope Family Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | $74.95 | Feb 24, 2016 | M | 8,322 | A | Feb 24, 2016 | — | Common Stock | 8,322 | 0 | D |
Explanation of responses
- F1The RWJ GST Irrevocable Trust, AHR GST Irrevocable Trust, CGH GST Irrevocable Trust were removed from Mr. Jamil's holdings because he is not the trustee of the irrevocable trusts nor does he have investment control over the securities of such trusts.
- F2Expiration date not applicable.