SEC Form 4 · accession 0001326160-16-000238
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas F Esamann
Officer — EVP & Pres Midwest & Florida
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2016 | A | 4,003 | $74.95 | A | 52,460 | D | |
| Common Stock | Feb 24, 2016 | M | 1,697 | $74.95 | A | 54,157 | D | |
| Common Stock | Feb 24, 2016 | F | 571 | $74.95 | D | 53,586 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | $74.95 | Feb 24, 2016 | M | 1,697 | A | Feb 24, 2016 | — | Common Stock | 1,697 | 0 | D |
Explanation of responses
- F1Amount increased due to dividend reinvestment.
- F2Expiration date not applicable.