SEC Form 4 · accession 0001326160-16-000235
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia S Janson
Officer — EVP, Chief Lgl Off & Corp Sec
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2016 | A | 4,728 | $74.95 | A | 30,144 | D | |
| Common Stock | Feb 24, 2016 | A | 3,336 | $74.95 | A | 33,480 | D | |
| Common Stock | Feb 24, 2016 | M | 4,418 | $74.95 | A | 37,898 | D | |
| Common Stock | Feb 24, 2016 | F | 1,459 | $74.95 | D | 36,439 | D | |
| Common Stock | holding | — | — | — | 2,480 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | $74.95 | Feb 24, 2016 | M | 4,418 | A | Feb 24, 2016 | — | Common Stock | 4,418 | 0 | D |
Explanation of responses
- F1Expiration date not applicable.