SEC Form 4 · accession 0001326160-16-000232
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd M Yates
Officer — EVPMkt Solutions;PresCarolinas
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2016 | A | 6,005 | $74.95 | A | 44,245 | D | |
| Common Stock | Feb 24, 2016 | A | 10,007 | $74.95 | A | 54,252 | D | |
| Common Stock | Feb 24, 2016 | M | 7,234 | $74.95 | A | 61,486 | D | |
| Common Stock | Feb 24, 2016 | F | 2,397 | $74.95 | D | 59,089 | D | |
| Common Stock | holding | — | — | — | 1,758 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | $74.95 | Feb 24, 2016 | M | 7,234 | A | Feb 24, 2016 | — | Common Stock | 7,234 | 0 | D |
Explanation of responses
- F1Expiration date not applicable.