SEC Form 4 · accession 0001326160-15-000187
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A R Mullinax
Officer — EVP, Strategic Services
Period of report
May 20, 2015
Accepted (ET)
Nov 12, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | G | 10,000 | $0.00 | D | 15,620 | D | |
| Common Stock | May 20, 2015 | G | 10,000 | $0.00 | A | 10,000 | I | By Spouse |
| Common Stock | Nov 11, 2015 | S | 600 | $68.16 | D | 15,020 | D | |
| Common Stock | Nov 11, 2015 | S | 400 | $68.165 | D | 14,620 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of shares to wife's Fidelity account.