SEC Form 4 · accession 0001326160-15-000186
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dhiaa M. Jamil
Officer — EVP&Pres Regulated Generation
Period of report
Nov 11, 2015
Accepted (ET)
Nov 12, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2015 | G | 1,200 | $0.00 | D | 13,055 | D | |
| Common Stock | Nov 11, 2015 | G | 400 | $0.00 | A | 400 | I | The RWJ GST Irrev Trust |
| Common Stock | Nov 11, 2015 | G | 400 | $0.00 | A | 400 | I | The CGH GST Irrev Trust |
| Common Stock | Nov 11, 2015 | G | 400 | $0.00 | A | 400 | I | The AHR GST Irrev Trust |
| Common Stock | holding | — | — | — | 29,000 | I | By Hope Family Investments, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift of shares to family trusts.