SEC Form 4 · accession 0001326160-15-000142
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Dimicco
Director
Period of report
Jul 7, 2015
Accepted (ET)
Jul 9, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Savings Plan Restricted Stock Unit DeferralsF1,F2,F3 | — | Jul 7, 2015 | A | 491 | A | — | — | Common Stock | 491 | 33,640 | D |
Explanation of responses
- F1Converts to Common Stock on a 1-for-1 basis.
- F2Generally payable upon reporting person's termination of service.
- F3Expiration date not applicable.