SEC Form 4 · accession 0001326160-15-000114
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dhiaa M. Jamil
Officer — EVP&Pres Regulated Generation
Period of report
Apr 22, 2015
Accepted (ET)
May 19, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 22, 2015 | G | 29,000 | $0.00 | D | 14,855 | D | |
| Common Stock | May 15, 2015 | S | 600 | $76.15 | D | 14,255 | D | |
| Common Stock | Apr 22, 2015 | G | 29,000 | $0.00 | A | 29,000 | I | By Hope Family Investments, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares to Hope Family Investments, LLC, a limited liability company of which the reporting person is the sole manager of the LLC and the reporting person and his wife are the members of the LLC.