SEC Form 4 · accession 0001326160-15-000053
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd M Yates
Officer — EVP, Market Solutions
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2015 | F | 459 | $75.71 | D | 46,132 | D | |
| Common Stock | holding | — | — | — | 1,699 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 29 shares of common stock received as a dividend on 3/16/2015.