SEC Form 4 · accession 0001326160-15-000029
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn J Good
Officer — Vice Chair, Pres, CEO · Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | F | 647 | $79.01 | D | 96,644 | D | |
| Common Stock | Feb 25, 2015 | F | 1,019 | $79.01 | D | 95,625 | D | |
| Common Stock | Feb 25, 2015 | F | 2,517 | $79.01 | D | 93,108 | D | |
| Common Stock | Feb 25, 2015 | A | 20,504 | $79.01 | A | 113,612 | D | |
| Common Stock | Feb 25, 2015 | M | 16,272 | $79.01 | A | 129,884 | D | |
| Common Stock | Feb 25, 2015 | F | 7,759 | $79.01 | D | 122,125 | D | |
| Common Stock | holding | — | — | — | 1,905 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 1,524 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | $79.01 | Feb 25, 2015 | M | 16,272 | A | Feb 25, 2015 | — | Common Stock | 16,272 | 0 | D |
Explanation of responses
- F1Amounts held by spouse increased due to dividend reinvestment.
- F2Expiration date not applicable.