SEC Form 4 · accession 0001326160-15-000027
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julia S Janson
Officer — EVP&Chf Lgl Off&CorpSecretary
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | A | 3,797 | $79.01 | A | 26,923 | D | |
| Common StockF1 | Feb 25, 2015 | M | 677 | $79.01 | A | 27,600 | D | |
| Common Stock | Feb 25, 2015 | F | 1,376 | $79.01 | D | 26,224 | D | |
| Common Stock | Feb 25, 2015 | F | 313 | $79.01 | D | 25,911 | D | |
| Common Stock | Feb 25, 2015 | F | 330 | $79.01 | D | 25,581 | D | |
| Common Stock | holding | — | — | — | 2,370 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | $79.01 | Feb 25, 2015 | M | 4,155 | A | Feb 25, 2015 | — | Common Stock | 4,155 | 0 | D |
Explanation of responses
- F1Reflects an additional 677 performance shares granted in connection with the 2012-2014 performance cycle.
- F2Expiration date not applicable.