SEC Form 4 · accession 0001326160-15-000023
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Trent
Officer — Executive VP & COO Reg Util
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | A | 5,254 | $79.01 | A | 14,924 | D | |
| Common Stock | Feb 25, 2015 | M | 13,626 | $79.01 | A | 28,550 | D | |
| Common Stock | Feb 25, 2015 | F | 5,123 | $79.01 | D | 23,427 | D | |
| Common Stock | Feb 25, 2015 | F | 522 | $79.01 | D | 22,905 | D | |
| Common Stock | Feb 25, 2015 | F | 542 | $79.01 | D | 22,363 | D | |
| Common Stock | holding | — | — | — | 1,031 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | $79.01 | Feb 25, 2015 | M | 13,626 | A | Feb 25, 2015 | — | Common Stock | 13,626 | 0 | D |
Explanation of responses
- F1Expiration date not applicable.