SEC Form 4 · accession 0001326160-15-000021

Duke Energy CORP · DUK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP&Pres Regulated Generation

Period of report

Feb 25, 2015

Accepted (ET)

Feb 27, 2015 · 7:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326160

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 25, 2015	A	6,407	$79.01	A	40,554	D
Common Stock	Feb 25, 2015	M	13,890	$79.01	A	54,444	D
Common Stock	Feb 25, 2015	F	5,320	$79.01	D	49,124	D
Common Stock	Feb 25, 2015	F	603	$79.01	D	48,521	D
Common Stock	Feb 25, 2015	F	623	$79.01	D	47,898	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F1	$79.01	Feb 25, 2015	M	13,890	A	Feb 25, 2015	—	Common Stock	13,890	0	D