SEC Form 4 · accession 0001326160-15-000020
Duke Energy CORP · DUK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc E Manly
Officer — EVP&Pres, Commercial Portfolio
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326160
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | A | 4,556 | $79.01 | A | 29,480 | D | |
| Common Stock | Feb 25, 2015 | M | 15,874 | $79.01 | A | 45,354 | D | |
| Common Stock | Feb 25, 2015 | F | 6,231 | $79.01 | D | 39,123 | D | |
| Common Stock | Feb 25, 2015 | F | 555 | $79.01 | D | 38,568 | D | |
| Common Stock | Feb 25, 2015 | F | 575 | $79.01 | D | 37,993 | D | |
| Common Stock | Feb 25, 2015 | S | 6,000 | $79.95 | D | 31,993 | D | |
| Common Stock | Feb 26, 2015 | S | 2,295 | $78.62 | D | 29,698 | D | |
| Common Stock | holding | — | — | — | 1,038 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | $79.01 | Feb 25, 2015 | M | 15,874 | A | Feb 25, 2015 | — | Common Stock | 15,874 | 0 | D |
Explanation of responses
- F1Expiration date not applicable.