SEC Form 4 · accession 0001209191-18-007276

BlackRock Capital Investment Corp · BKCC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer

Period of report

Jan 31, 2018

Accepted (ET)

Feb 2, 2018 · 8:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326003

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Jan 31, 2018	M	53,951	—	A	76,451	D
Common Stock^F1,F2,F3	Jan 31, 2018	D	53,951	$5.96	D	22,500	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Shares^F1,F4	—	Jan 31, 2018	A	123,951	A	—	—	Common Stock	123,951	123,951	D
Phantom Shares^F1,F2	—	Jan 31, 2018	M	32,293	D	—	—	Common Stock	32,293	64,587	D
Phantom Shares^F1,F3	—	Jan 31, 2018	M	21,658	D	—	—	Common Stock	21,658	21,658	D

F1A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
F2The Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
F3The Reporting Person was granted phantom shares on January 31, 2016 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
F4These phantom shares vest in equal installments on each of the first three anniversaries of the award.