SEC Form 4 · accession 0001209191-17-014925
BlackRock Capital Investment Corp · BKCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Keenan
Director · Other
Period of report
Jan 31, 2017
Accepted (ET)
Feb 27, 2017 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326003
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF1 | — | Jan 31, 2017 | A | 100,183 | A | — | — | Common Stock | 100,183 | 100,183 | D |
Explanation of responses
- F1A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.