SEC Form 4 · accession 0001553350-18-000074
Lightwave Logic, Inc. · LWLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick J Leonberger
Director
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325964
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F1 | $1.22 | Jan 23, 2018 | A | 50,000 | A | — | Jan 22, 2028 | Common Stock | 50,000 | 975,000 | D |
Explanation of responses
- F1The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2018.
- F2Includes employee stock options to purchase up to 250,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock.