SEC Form 4 · accession 0001553350-16-002050
Lightwave Logic, Inc. · LWLG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Miller
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 12:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325964
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F1 | $0.60 | May 12, 2016 | A | 200,000 | A | — | May 9, 2026 | Common Stock | 200,000 | 363,400 | D |
Explanation of responses
- F1The registrant granted the reporting person an option to purchase up to 200,000 shares of company stock, all of which vest immediately.
- F2Includes employee stock options to purchase up to 350,000 shares of common stock and warrants to purchase up to 13,400 shares of common stock.