SEC Form 4 · accession 0001209191-17-000329
Alon USA Energy, Inc. · ALJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wallace P Eisman
Officer — President and CEO
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Dec 29, 2016 | D | 117,308 | $0.00 | D | 390,423 | D | |
| Common Stock, par value $0.01 per shareF2 | Dec 29, 2016 | A | 111,319 | $11.87 | A | 501,742 | D | |
| Common Stock, par value $0.01 per share | Dec 31, 2016 | F | 13,675 | $0.00 | D | 488,067 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the cancellation of shares previously issued pursuant to the Alon USA Energy, Inc. Amended and Restated 2005 Incentive Compensation Plan for no consideration .
- F2Represents shares acquired pursuant to the Alon USA Energy, Inc. 2016 Fair Market Value Stock Purchase Plan.
- F3The reporting person surrendered shares of common stock to the Issuer to satisfy a tax withholding obligation.