SEC Form 4 · accession 0001209191-16-125272
Alon USA Energy, Inc. · ALJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wallace P Eisman
Officer — President and CEO
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 31, 2016 | F | 27,350 | $0.00 | D | 376,748 | D | |
| Common Stock, par value $0.01 per shareF2 | May 31, 2016 | A | 100,000 | $0.00 | A | 476,748 | D | |
| Common Stock, par value $0.01 per share | May 31, 2016 | F | 27,350 | $0.00 | D | 449,398 | D | |
| Common Stock, par value $0.01 per shareF3 | May 31, 2016 | A | 58,333 | $0.00 | A | 507,731 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person surrendered shares of common stock to the Issuer to satisfy a tax withholding obligation.
- F2Grant to the reporting person on May 31, 2016 of 100,000 shares of unrestricted stock under the Alon USA Energy, Inc. Second Amended and Restated 2005 Incentive Compensation Plan.
- F3Grant to the reporting person on May 31, 2016 of 58,333 shares of restricted stock under the Alon USA Energy, Inc. Second Amended and Restated 2005 Incentive Compensation Plan.