SEC Form 4 · accession 0001209191-15-064716
Alon USA Energy, Inc. · ALJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Ranspot
Officer — Senior VP, GC and Secretary
Period of report
Aug 6, 2015
Accepted (ET)
Aug 7, 2015 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Aug 6, 2015 | A | 31,640 | $0.00 | A | 63,511 | D | |
| Common Stock, par value $0.01 per share | Aug 6, 2015 | F | 4,327 | $21.00 | D | 59,184 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant to the reporting person on August 6, 2015 of 31,640 shares of restricted stock under the Alon USA Energy, Inc. Second Amended and Restated 2005 Incentive Compensation Plan.
- F2The reporting person surrendered shares of common stock to the Issuer to satisfy a tax withholding obligation pursuant to his Restricted Stock Award Agreement.