SEC Form 4 · accession 0001209191-15-022294
Alon USA Energy, Inc. · ALJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wallace P Eisman
Officer — President and CEO
Period of report
Mar 1, 2015
Accepted (ET)
Mar 4, 2015 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Mar 1, 2015 | A | 500,000 | $0.00 | A | 504,098 | D | |
| Common Stock, par value $0.01 per share | Mar 1, 2015 | F | 200,000 | $13.94 | D | 304,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Mar 1, 2015 | D | 500,000 | D | Mar 1, 2015 | Mar 1, 2015 | Common Stock, par value $0.01 per share | 500,000 | 0 | D |
Explanation of responses
- F1Vesting to the reporting person of 500,000 shares of common stock in respect of restricted stock units granted under the Alon USA Energy, Inc. Second Amended and Restated 2005 Incentive Compensation Plan.
- F2The reporting person surrendered shares of common stock to the Issuer to satisfy a tax withholding obligation.