SEC Form 4 · accession 0001209191-15-018807
Alon USA Energy, Inc. · ALJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wallace P Eisman
Officer — President and CEO
Period of report
Feb 19, 2015
Accepted (ET)
Feb 25, 2015 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325955
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Feb 19, 2015 | M | 603 | $13.18 | A | 4,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $10.00 | Feb 19, 2015 | M | 2,500 | D | Mar 1, 2014 | Mar 2, 2015 | Common Stock | 603 | 0 | D |
Explanation of responses
- F1Vested but unexercised SARs will expire on the date that is 366 days following the date on which such SARs vested.
- F210,000 SARs at a grant price of $10.00 per share were granted to the reporting person on March 1, 2010 pursuant to the 2005 Plan. 50% of such SARs vested on March 1, 2012, 25% vested on March 1, 2013 and 25% vested on March 1, 2014. Such SARs are exercisable during the 365-day period following the date of vesting.