SEC Form 4/A · accession 0001615594-15-000012
Advanced BioEnergy, LLC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard Peterson
Officer — CEO, President and CFO · Director
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325740
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Unit Appreciation RightF1 | $1.00 | Jan 28, 2015 | A | 12,500 | A | Jan 28, 2015 | Dec 31, 2019 | Units | 12,500 | 12,500 | D |
Explanation of responses
- F1The exercise price may be lowered, in a manner consistent with the Internal Revenue Section 409A, in the event the Company pays one or more cash dividends to its unit holders.