SEC Form 4 · accession 0001325670-18-000015
Primis Financial Corp. · FRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Preston Baker
Officer — Chief Credit Officer
Period of report
Oct 24, 2018
Accepted (ET)
Oct 24, 2018 · 1:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern National Bancorp of Virginia Common Stock | holding | — | — | — | 24,000 | D | ||
| Southern National Bancorp of Virginia Common Stock | holding | — | — | — | 721 | I | By IRA | |
| Southern National Bancorp of Virginia Common Stock | holding | — | — | — | 5,142 | I | By 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $5.50 | holding | — | — | — | Jan 27, 2010 | Jan 27, 2019 | Common Stock | 2,000 | 2,000 | D |
| Employee Stock Option (Right to Buy) | $8.02 | holding | — | — | — | Jul 29, 2010 | Jul 29, 2019 | Common Stock | 2,000 | 4,000 | D |
| Employee Stock Option (Right to Buy) | $7.04 | holding | — | — | — | Jul 27, 2011 | Jul 27, 2020 | Common Stock | 3,000 | 7,000 | D |
| Employee Stock Option (Right to Buy) | $7.20 | holding | — | — | — | Mar 21, 2012 | Mar 21, 2021 | Common Stock | 15,000 | 22,000 | D |
| Employee Stock Option (Right to Buy) | $7.92 | holding | — | — | — | Dec 5, 2013 | Dec 5, 2022 | Common Stock | 5,000 | 27,000 | D |
| Employee Stock Option (Right to Buy) | $9.14 | holding | — | — | — | Jun 21, 2014 | Jun 21, 2023 | Common Stock | 5,000 | 32,000 | D |
| Employee Stock Option (Right to Buy) | $10.47 | holding | — | — | — | Jul 22, 2015 | Jul 22, 2024 | Common Stock | 5,000 | 37,000 | D |
| Employee Stock Option (Right to Buy) | $11.43 | holding | — | — | — | Jun 19, 2016 | Jun 19, 2025 | Common Stock | 4,000 | 41,000 | D |
| Employee Stock Option (Right to Buy) | $11.99 | holding | — | — | — | Jun 16, 2017 | Jun 16, 2026 | Common Stock | 5,000 | 46,000 | D |