SEC Form 4 · accession 0001325670-17-000005
Primis Financial Corp. · FRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick L Bollerer
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern National Bancorp of Virginia Common Stock | Feb 1, 2017 | P | 935 | $16.19 | A | 9,168 | D | |
| Southern National Bancorp of Virginia Common Stock | Feb 2, 2017 | P | 621 | $16.08 | A | 9,789 | D | |
| Southern National Bancorp of Virginia Common Stock | holding | — | — | — | 14,157 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $7.20 | holding | — | — | — | Mar 21, 2012 | Mar 21, 2021 | Common Stock | 200 | 200 | D |
| Employee Stock Option (Right to Buy)F1 | $6.24 | holding | — | — | — | Feb 9, 2013 | Feb 9, 2022 | Common Stock | 800 | 1,000 | D |
| Employee Stock Option (Right to Buy)F2 | $9.32 | holding | — | — | — | Jan 29, 2014 | Jan 29, 2023 | Common Stock | 3,500 | 4,500 | D |
Explanation of responses
- F1These shares are exercisable as follows: 400 on 2/9/2016, 400 on 2/9/2017.
- F2These options are exercisable as follows: 700 on 1/29/2014, 700 on 1/29/2015, 700 on 1/29/2016, 700 on 1/29/2017, 700 on 1/29/2018.