SEC Form 3 · accession 0001104659-17-041541
Primis Financial Corp. · FRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
John M Eggemeyer III
10% Owner
J Mikesell Thomas
10% Owner
Mark G Merlo
10% Owner
CASTLE CREEK CAPITAL PARTNERS IV, LP
10% Owner
John Pietrzak
10% Owner
Castle Creek Capital IV LLC
10% Owner
Period of report
Jun 23, 2017
Accepted (ET)
Jun 26, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001325670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Southern National Bancorp of Virginia Common StockF1 | holding | — | — | — | 3,225,876 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly held by Castle Creek Capital Partners IV, LP ("Fund IV"). Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak are managing principals of Castle Creek Capital IV LLC, the sole general partner of Fund IV. Castle Creek Capital IV LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, and Mr. Pietrzak each disclaim beneficial ownership of such shares of Common Stock, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital IV LLC, Mr. Eggemeyer, Mr. Thomas, Mr. Merlo, or Mr. Pietrzak is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.