SEC Form 4 · accession 0001127602-18-031705

KAPSTONE PAPER & PACKAGING CORP · KS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec. VP and CFO

Period of report

Oct 30, 2018

Accepted (ET)

Nov 1, 2018 · 6:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001325281

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 30, 2018	M	43,648	$7.305	A	185,907	D
Common Stock	Oct 30, 2018	F	23,456	$34.98	D	162,451	D
Common Stock	Oct 30, 2018	M	40,506	$8.875	A	202,957	D
Common Stock	Oct 30, 2018	F	23,667	$34.99	D	179,290	D
Common Stock	Oct 30, 2018	M	34,066	$13.825	A	213,356	D
Common Stock	Oct 30, 2018	F	22,589	$34.99	D	190,767	D
Common Stock	Oct 30, 2018	M	25,740	$12.72	A	216,507	D
Common Stock	Oct 30, 2018	F	16,615	$34.99	D	199,892	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$7.305	Oct 30, 2018	M	43,648	D	—	Mar 3, 2021	Common Stock	43,648	0	D
Stock Option (Right to Buy)^F3	$8.875	Oct 30, 2018	M	40,506	D	—	Mar 7, 2022	Common Stock	40,506	0	D
Stock Option (Right to Buy)^F4	$13.825	Oct 30, 2018	M	34,066	D	—	Mar 6, 2023	Common Stock	34,066	0	D
Stock Option (Right to Buy)^F5	$12.72	Oct 30, 2018	M	25,740	D	—	Mar 18, 2026	Common Stock	25,740	25,739	D

F1Represents a "net exercise" of stock options. These shares were withheld for payment of the exercise price and applicable taxes.
F2The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 3, 2011.
F3The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 7, 2012.
F4The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 6, 2013.
F5The options vested 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. They were granted on March 18, 2016.