SEC Form 4 · accession 0001127602-18-031702

KAPSTONE PAPER & PACKAGING CORP · KS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 30, 2018

Accepted (ET)

Nov 1, 2018 · 6:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001325281

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 30, 2018	M	1,574	$30.97	A	33,227	D
Common Stock	Oct 30, 2018	M	4,216	$31.89	A	37,443	D
Common Stock	Oct 30, 2018	M	4,558	$12.72	A	42,001	D
Common Stock	Oct 30, 2018	M	5,458	$22.195	A	47,459	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$30.97	Oct 30, 2018	M	1,574	D	—	Dec 10, 2024	Common Stock	1,574	0	D
Stock Option (Right to Buy)^F2	$31.89	Oct 30, 2018	M	4,216	D	—	Mar 26, 2025	Common Stock	4,216	0	D
Stock Option (Right to Buy)^F3	$12.72	Oct 30, 2018	M	4,558	D	—	Mar 18, 2026	Common Stock	4,558	4,558	D
Stock Option (Right to Buy)^F4	$22.195	Oct 30, 2018	M	5,458	D	Mar 7, 2018	Mar 7, 2027	Common Stock	5,458	0	D

F1The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on December 10, 2014.
F2The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 26, 2015.
F3The options vested 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. They were granted on March 18, 2016.
F4The options vested 100% on the first anniversary of the grant date. They were granted on March 7, 2017.