SEC Form 4 · accession 0001127602-18-031700

KAPSTONE PAPER & PACKAGING CORP · KS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 30, 2018

Accepted (ET)

Nov 1, 2018 · 6:38 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001325281

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 30, 2018	M	2,032	$21.825	A	24,193	D
Common Stock	Oct 30, 2018	F	1,268	$34.985	D	22,925	D
Common Stock	Oct 30, 2018	M	4,098	$30.41	A	27,023	D
Common Stock	Oct 30, 2018	F	3,562	$34.99	D	23,461	D
Common Stock	Oct 30, 2018	M	4,216	$31.89	A	27,677	D
Common Stock	Oct 30, 2018	F	3,844	$34.985	D	23,833	D
Common Stock	Oct 30, 2018	M	4,558	$12.72	A	28,391	D
Common Stock	Oct 30, 2018	F	1,658	$34.985	D	26,733	D
Common Stock	Oct 30, 2018	M	5,458	$22.195	A	32,191	D
Common Stock	Oct 30, 2018	F	3,464	$34.98	D	28,727	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$21.825	Oct 30, 2018	M	2,032	D	—	Aug 22, 2023	Common Stock	2,032	0	D
Stock Option (Right to Buy)^F3	$30.41	Oct 30, 2018	M	4,098	D	—	Mar 12, 2024	Common Stock	4,098	0	D
Stock Option (Right to Buy)^F4	$31.89	Oct 30, 2018	M	4,216	D	—	Mar 26, 2025	Common Stock	4,216	0	D
Stock Option (Right to Buy)^F5	$12.72	Oct 30, 2018	M	4,558	D	—	Mar 18, 2026	Common Stock	4,558	4,558	D
Stock Option (Right to Buy)^F6	$22.195	Oct 30, 2018	M	5,458	D	Mar 7, 2018	Mar 7, 2027	Common Stock	5,458	0	D

F1Represents a "net exercise" of stock options. These shares were withheld for payment of the exercise price and applicable taxes.
F2The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on August 22, 2013.
F3The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 12, 2014.
F4The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 26, 2015.
F5The options vested 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. They were granted on March 18, 2016.
F6The options vested 100% on the first anniversary of the grant date. They were granted on March 7, 2017.